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Health & Medicine
Former Rep Loses FINRA Appeal Over Non-Traded REIT Recommendations
A former Western International Securities broker lost an appeal of a FINRA decision that he recommended unsuitable non-traded real estate...
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Latest Health News
Former Rep Loses FINRA Appeal Over Non-Traded REIT Recommendations
A former Western International Securities broker lost an appeal of a FINRA decision that he recommended unsuitable non-traded real estate...
Much Needed Therapy for Value Investors – Validea’s Guru Investor Blog
It has been a painful last decade for value investors. In this episode, our good friend Tobias Carlisle returns to...
Omaha Duo With $605M AUM Join LPL From Principal Securities
An advisor duo out of Omaha, Neb. with about $605 million in managed advisory, brokerage and retirement assets is joining LPL...
The Birth of the “Fed put”
The effects of Long-Term Capital Management’s meltdown in 1998 are still being felt today, contends an article in The Wall...
SEC Charges AssetMark for Failing to Disclose Cash Sweep Conflicts
The publicly-traded turnkey asset management platform AssetMark will pay $18 million to settle charges from the Securities and Exchange Commission...
Dollar Rally Crushes Popular Trades – Validea’s Guru Investor Blog
At the end of last year, many—including Mark Nash of Jupiter Asset Management—bet that the dollar would weaken as the...
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